Age Group:
AdultsProgram Description
Event Details
Presenter: Arlene Ferris-Waks, Director of Investor Education, NJ Bureau of Securities, Office of NJ Attorney General.
Arlene is an experienced professional of financial services compliance, with experience as both a regulator, compliance officer and financial literacy advocate. Her areas of expertise include market trading analysis, risk assessment, surveillance, branch examinations, anti-money laundering and training of financial services professionals, and design of financial literacy programs.
Arlene has wide-ranging experience in the securities industry. She has been employed with both the New York Stock Exchange and the American Stock Exchange, worked as a senior compliance officer at a broker-dealer, and as an investment adviser/registered representative. She is passionate about finance and believes that all investors should have a good understanding about safe investing.
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Or join by phone 646-558-8656 Meeting ID: 874 3605 7638